Forms and documents

If a PDF is not available or you cannot find the information you are looking for please contact us or call 0800 367 227.

Choosing a Forsyth Barr Financial Advice Service

View our choosing an advice service page for information to help you decide if our financial advice services meet your needs.

Becoming a client

Information for new clients including brochures, scope of service, guide to identity, terms and conditions and client profile.

Forsyth Barr Investment Services Brochure PDF (677 KB)
Forsyth Barr Premium Advisory Service PDF (2 MB)
Forsyth Barr Private Portfolio Management PDF (2.6 MB)
Introduction to Investing Guide PDF (1.4 MB)
Understanding Basic Ratios Guide PDF (246 KB)
Comparison of Investment Services Flyer PDF (129 KB)
Investment Transaction Service - Scope of Service PDF (111 KB)
Investment Advisory Service - Scope of Service PDF (118 KB)
Premium Advisory Service - Scope of Service PDF (115 KB)
Private Portfolio Management - Scope of Service PDF (116 KB)
Navigator - Scope of Service PDF (119 KB)
KiwiSaver - Scope of Service PDF (142 KB)
Guide to Identity Documents for: Individuals PDF (156 KB)
Guide to Identity Documents for: Companies, Incorporated Societies, Incorporated Charitable Trusts, Partnerships, or Unincorporated Associations PDF (129 KB)
Guide to Identity Documents for: Trusts and Estates PDF (165 KB)
Guide to Identity Documents for: Minors PDF (127 KB)
Client Profile PDF (397 KB)
Terms and Conditions PDF (447 KB)

Client administration

Forms for existing clients to perform tasks such as change of address, etc.

Client Change of Details PDF (247 KB)
Client Change of Address only PDF (396 KB)
Third Party Authorisation PDF (189 KB)
Client Funds Direct Debit Authority PDF (176 KB)
Bank Account Details - NZD PDF (698 KB)
Certificate of Non-Revocation of Power of Attorney PDF (210 KB)
Certificate of Non-Revocation and Non-Suspension of Enduring Power of Attorney PDF (286 KB)
Electronic Contract Note Delivery - to receive contract notes by email PDF (141 KB)
Investment Profile Questionnaire – Investment Advisory Service PDF (339 KB)
Investment Profile Questionnaire – KiwiSaver Advisory Service PDF (350 KB)
Investment Profile Questionnaire – Investment Advisory Service - KiwiSaver Advisory Service PDF (357 KB)
Notification of Change of Reporting Contact PDF (327 KB)
Relinquishment of Holdings PDF (208 KB)

Octagon Investment Funds

Please visit Octagon Asset Management for documents relating to Octagon Investment Funds.

Cash management

Information for new clients including, brochures, current rates and application forms

Cash Management Rates - current deposit rates for NZD and foreign currencies together with a summary of the service PDF (719 KB)
Cash Management Direct Debit Form PDF (170 KB)
Regular Contribution Authority PDF (139 KB)
Contribution Change Authority PDF (137 KB)
Non-Resident Withholding Tax Rate PDF (124 KB)

Margin lending

Information for new clients including, brochures and application forms

New Zealand Equities Lending Margins PDF (960 KB)
Australian Equities Lending Margins PDF (424 KB)
United Kingdom Equities Lending Margins PDF (291 KB)
United States Equities Lending Margins PDF (456 KB)
Leveraged Equities Product Disclosure Statement PDF (161 KB)
Leveraged Equities Application Form – Joint and Individual PDF (206 KB)
Leveraged Equities Application Form – Trusts and Estates PDF (647 KB)
Leveraged Equities Application Form – Companies PDF (697 KB)
Leveraged Equities Margin Lending Brochure PDF (1.5 MB)
Leveraged Equities Declaration Form PDF (82 KB)
Leveraged Equities Increasing Credit Limit Form PDF (85 KB)
Leveraged Equities Change of Details Form PDF (126 KB)